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Maintain a registered FSP

Registered financial service providers (FSPs) should ensure their information held on the register is up to date.

In addition to any updates FSPs are required to file an annual confirmation every year.

To make any changes to an FSP you must be logged on and have the correct authority to make changes for that FSP.

 

Filing an annual confirmation

Every year, all registered Financial Service Providers (FSPs) must submit an annual confirmation to the Registrar, confirming their registered details and that they are still carrying on business as an FSP.

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Updating FSP details and financial services

How to notify the Registrar of changes to the FSP general details, contact details and roles. All FSPs are also required to notify the Registrar of changes to the financial services they provide, or offer to provide.

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Leaving your organisation

When leaving an organisation, the registered FSP is responsible for updating their details with the Registrar to maintain their registration.

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Last updated 19 November 2013