Filing an annual confirmation
To maintain its registration, every registered FSP must file an annual confirmation in its allocated month each year. The annual confirmation confirms that the FSP is still in business and legally able to operate, as well as confirming the information we hold about the FSP is correct.
To file your annual confirmation you will need to:
An annual confirmation is NOT a new registration and is filed against an existing FSP. To file your annual confirmation you will need to:
Financial Service Providers (FSPs) must file their annual confirmation once each year, in their allocated month. The first annual confirmation is due in the calendar year after the FSP is registered. We will send an email reminder before the confirmation is due.
The Registrar will send the Financial Service Provider (FSP) an email reminder when an annual confirmation is due. The FSP must then file that annual confirmation online.
There is an annual confirmation fee payable along with a Financial Market Authority (FMA) levy.
The filing month for a Financial Service Provider (FSP) may be changed but only if the the annual confirmation is not already outstanding.