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Morgan DeVere fined $40,000 in first FMA case of company abuse of the FSPR

Morgan DeVere Corporate Finance Limited has been fined $40,000 following its conviction at the Wellington District Court on two charges of breaching the Financial Services Providers (Registration and Dispute Resolution) Act 2008.

Read the full story at Financial Service Providers Register
Primary Register: Financial Service Providers Register Published:

Company convicted for abuse of the FSPR

The Financial Markets Authority has obtained a conviction against Morgan DeVere Corporate Finance Limited (Morgan DeVere) for falsely claiming it was registered on the Financial Services Providers Register (FSPR).

Read the full story at Financial Service Providers Register
Primary Register: Financial Service Providers Register Published:

High Court imposes first permanent prohibition under Companies Act

The High Court has permanently prohibited Lance Jack Ryan from being involved in the management of a company.

Read the full story at Companies Register
Primary Register: Companies Register Published:

Upcoming changes to how financial advice is regulated

The Government has passed new legislation that will change how financial advice is regulated in New Zealand.

Read the full story at Financial Service Providers Register
Primary Register: Financial Service Providers Register Published:

CERT NZ Advisory — Christchurch tragedy-related scams and attacks

CERT NZ has received reports of different opportunistic online scams and attacks in the wake of the tragic events in Christchurch last week.

Read about this advisory
Primary Register: Companies Office Published:

Smart Investor is now live

Smart Investor is a new online tool that allows people to easily search and compare different investment options – everything from KiwiSaver to shares, bonds and other managed investment products.

Read the full story at Disclose Register
Primary Register: Disclose Register Published:

Updating a director’s ASIC details

Change a director’s Australian Securities & Investments Commission (ASIC) details including Australian Company Number (ACN), company name and addresses.

Read the full story at Companies Register
Primary Register: Companies Register Published:

Are you part of a charitable trust? Incorporated society? Or registered union?

Change is coming to these registers, and the website that currently hosts them (societies.govt.nz). So why not manage change before change manages you?

Read the full story at Incorporated Societies
Primary Register: Incorporated Societies Published:

Directors’ full names are required on the Companies Register

On the Companies Register, we require directors to provide their full name, as they appear on their passport or driver’s licence.

Read the story about directors' names at Companies Register
Primary Register: Companies Register Published:

Conviction for Ee Kuoh Lau

Conviction obtained by the Registrar of Companies on 29 May 2018

View the conviction details at Companies Register
Primary Register: Companies Register Published: Convictions