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Start date for the new financial advice regime confirmed

The Government has confirmed that the new financial advice regulatory regime set out in the Financial Services Legislation Amendment Act 2019 will come into force on 15 March 2021.

Read the full story at Financial Service Providers Register
Primary Register: Financial Service Providers Register Published:

FMA KiwiSaver tracker updated, showing part of COVID-19 impact

The FMA’s online KiwiSaver tracker tool has been updated with the quarterly fund information for March 2020, reflecting the volatility that hit markets in the first quarter of the year.

Read more about this update at Disclose Register
Primary Register: Disclose Register Published:

FMA opens consultation on standard conditions for full licensing for financial advice

The Financial Markets Authority (FMA) has opened consultation on the proposed full licence standard conditions for Financial Advice Providers, as part of the new financial advice regime. The consultation is open until Friday, 7 August 2020.

Read the more about this consultation at Financial Service Providers Register
Primary Register: Financial Service Providers Register Published: